Category Archives: Conflict and Security

Social Covenants: The Missing Ingredient in State Building Efforts



Social contract social covenant state building transitions fragile states

Political theorists have for the most part focused on the state when thinking about how to make countries work better for their populations. This has naturally led to a concern with state-society relations, how governments are chosen and run, and institutions. There is wide consensus that social contracts play the central role in state building.

This thinking has heavily influenced how the international community approaches fragile states, post-conflict situations, and transitions as well as development in general. As the OECD/DAC explained in Concepts and Dilemmas of State Building in Fragile Situations:

Fragility arises primarily from weaknesses in the dynamic political process through which citizens’ expectations of the state and state expectations of citizens are reconciled and brought into equilibrium with the state’s capacity to deliver services. Reaching equilibrium in this negotiation over the social contract is the critical if not sole determinant of resilience, and disequilibrium the determinant of fragility. [page 7]

This focus on the state shapes responses to crises in places such as the Democratic Republic of the Congo, Libya, Syria, and Afghanistan, compelling the international community to prioritize the establishment of a transitional regime and fast track elections under the belief that this is the sole way to create legitimacy no matter the circumstances or the context.

But many of these countries have deeply-entrenched problems that a focus on the state cannot solve. Different religious, ethnic, and clan groups do not work together well, and see any competition for power as a zero sum game for exclusive control of the state. Government is weakly institutionalized, and unable to act as an independent, equitable arbitrator between different interests. Judges and officials are beholden to personal relationships, power politics, or money (and sometimes all three). In such places, winners of elections rarely see it as their duty to serve all their people, and often define their rights as whatever they can get away with—negating whatever social contract the process was supposed to establish. (more…)

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Discordant Development – Progress That Increases Instability



unequal development inequity social exclusion

Samuel Huntington argued in his 1968 classic Political Order in Changing Societies that rapid development could be highly destabilizing:

Social and economic change—urbanization, increase in literacy and education, industrialization, mass media expansion—extend political consciousness, multiply political demands, broaden political participation. These changes undermine traditional sources of political authority and traditional political institutions; they enormously complicate the problems of creating new bases of political association and new political institutions combining legitimacy and effectiveness. The rates of social mobilization and the expansion of political organization are high; the rates of political organization and institutionalization are low. The result is political instability and disorder. The primary problem of politics is the lag in the development of political institutions behind social and economic change.

Richard Joseph, a Senior Fellow at the Brookings Institution and a Professor at Northwestern University, discusses a similar point in a recent article on Africa. In it, he introduces the very useful phrase “discordant development,” defining it as:

More than just “unequal development,” but rather how deepening inequalities and rapid progress juxtaposed with group distress can generate uncertainty and violent conflict. (more…)

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A Multidimensional Approach to Resolving Conflict: The Eastern DRC



DR Congo Kivu Conflict CausesProblems that have been intractable for decades are very likely the product of many different issues that intertwine with each other in a way that makes attempts to fix things highly problematic. Simple solutions — changing a person, introducing a reform, holding an election, penalizing one party — rarely work.

Conflict, weak governance, state failure, economic backwardness — all have many causes and many issues that must be dealt with. There are no magic bullets, no easy remedies, no quick strategies.

The eastern Congo is representative. Depending on who you listen to, the ongoing violence is caused by either a weak state, grievances over land and identity, greedy local elites, or international business. Some say the root cause is local, another group says it is national, and a third group defines the problem as regional. In fact, all these interpretations are correct — to some degree. Interests, actors, and causes are intertwined in a complex web. It is hard to say where one factor stops playing a role and another starts. (more…)

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Are Fragile States Really Failing to Meet the MDGs?



MDGs fragile states

By Paul Harvey, Secure Livelihoods Research Consortium

Almost whenever you read anything about fragile states, the introduction notes that, ‘no low-income fragile or conflict-affected country has yet to achieve a single United Nations Millennium Development Goal’. This is a quote from the overview from the 2011 World Development Report on conflict, security and development. It seems to be an elaboration of a quote from the main body of the report that is subtly but importantly different.  ‘No low-income, fragile state has achieved a single MDG, and few are expected to meet targets by 2015.’ (more…)

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Bahrain: The Three Conflicts Shaping the Broader Crisis



Bahrain Politics -- Shiite SunniJustin Gengler, who recently completed his PhD dissertation on Bahrain, presented a keen analysis of the social and political dynamics driving the conflict in the country during a presentation at the Brookings Institute in Doha at the end of November. These dynamics shape and help explain what each actor or group is doing and what they are likely to do next. According to Justin, Bahrain is more than divided between a government and an opposition (as often interpreted). Rather, it is facing three mutually reinforcing conflicts, each of which is working to preclude resolution of the others and making the overall political crisis intractable.

Although Justin emphasizes the sectarian element, the picture he presents is much more complicated. The Sunni government is divided, the Shiite opposition is divided, and the Sunni population is divided. Each contain moderates and extremists. Action by extremists in one group empowers extremists in another, creating a vicious cycle with no obvious way out. (more…)

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Causes of Revolution: The Role of Youth and other Social Factors



what social factors youth elites produce revolution

By Jack A. Goldstone, George Mason University

The below are excerpts from an article originally appearing in World Politics Review.

The conditions for revolt or revolution to spread throughout society are reasonably well established: First, the national government must be closed to broad participation or popular control. Second, the government must be weakened by some sort of crisis. This crisis may be a material one, such as a military or development failure, fiscal distress, sustained inflation or sharp spikes in food prices. Or the crisis may be ideological, as when a government seeks to impose an ideology that is widely opposed by its own elites, or when a government is seen as compromised by identification with foreign enemies. Or it may be a succession crisis that leads elites to shift allegiances and contend for power in a coming leadership change. Several of these items may combine to create a widespread sense of uncertainty and anxiety about the future.

In such periods of social anxiety, a great deal depends on which groups are willing to support the regime and which groups still perceive the leadership as legitimate. Governments that are perceived as just and effective generally retain the support of key elites and thus popular groups; they are therefore quite resistant in the face of  . . . challenges. On the other hand, states that are widely considered ineffective or unjust by their population rapidly lose key supporters and can succumb with astounding quickness in the face of challenges — as in the Philippines in 1986, the Soviet Union in 1989 and Tunisia and Egypt in 2010-2011. (more…)

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Political Settlements: Summarizing the Latest Research



Political Settlements DevelopmentBy Richard Mallett

How useful is the concept of political settlement? Not very, according to a recent post by Mick Moore over on the Institute of Development Studies’ Governance and Development blog. Taking particular issue with the lack of consensus regarding definition, Mick questions the legitimacy of the concept, closing with a somewhat pessimistic evaluation of its added value.

To be sure, definitions of political settlement abound, and while many are simply variants revolving around a core theme, others are most certainly competing. To quickly caricature what I see as the biggest ‘battle’ in this war of definitions: political settlement as arrangement of political power vs. political settlement as outcome of a peace process. In these circumstances, confusion is inevitable.

But I disagree with Mick in his assessment of how far the concept of political settlement takes us. As documented by DFID’s Will Evans, recent years have seen the development of a sophisticated understanding of what political settlements are about, shifting from a narrow focus on ‘bargains’ and ‘pacts’ between elites to a broader consideration of the way in which organisational and political power is organised, maintained and exercised (who is included, what are the conditions that determine in/exclusion?). And, despite the multiplicity of definitions, Will identifies a number of ‘common points’, including: (more…)

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Can We Measure Politics and Political Development?



Political Development politics of developmentMeasuring how countries perform is all the rage. Everyone from the World Bank to Bertelsmann to Africa’s most famous entrepreneur does it, producing indices on things like how competitive economies are, how hungry populations are, how free the press is, how risky investments are, and how corrupt public sectors are.

Many of these indices are directly relevant for people working in development. They help countries determine how they compare with other states and where they ought to improve their performance. And they help aid agencies decide where and how to invest their resources.

Indicators tracking everything from GDP per capita to poverty to governance are ubiquitous across the field, especially among international professionals. Such numbers are used to determine need, priorities, and strategies (such as whether a government ought to be funded directly).

But do the indicators that have the greatest influence measure the right things? Are they focused on the issues that are most important to development? Can they predict how governments work or how countries will evolve in the future? (more…)

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Why Do States Die? What Happens When They Cannot?



Failed states  Tanisha FazalBy Brennan Kraxberger

Book Review: Fazal, Tanisha M. 2007: State Death: The Politics and Geography of Conquest, Occupation, and Annexation. Princeton University Press.

The world community – including scholars and journalists – devotes significant attention to the creation of new states. In 2011, South Sudan was born. A decade ago, Timor Leste (East Timor) garnered international recognition as a sovereign state. And we could add Eritrea and the post-Soviet states to the list.

But what about state death? For many, this question is received with confusion and mystery. In recent generations, we’ve grown accustomed to the occasional partition of states, but other types of territorial changes have basically ceased. (more…)

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Graduate Level Course on Fragile States



I will be teaching a course this fall (780.718 Promoting Development in Fragile States) in the Paul H. Nitze School of Advanced International Studies (SAIS) at Johns Hopkins University:

Hindered by weak institutions, social divisions, and difficult historical legacies, fragile states face fundamentally different challenges than other countries. This course focuses on understanding the drivers of state fragility and what steps might counteract these. It encourages participants to think deeply about the nature of development, political incentives, the role of geography in governance, social identities, the nature of public authority, and a variety of other issues relevant to state building in difficult circumstances. It will be of interest to students working on African and Middle Eastern issues, conflict management, comparative politics, and economic/political development.

The syllabus for the course provides a good reading list for anyone wanting to understand the problems facing fragile states and what policies might deal with their unique problems.

If anyone wants more information, contact me at seth@sethkaplan.org.

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